Investment Process

Providing a team approach to investing, our role is to provide stewardship and oversight as you pursue your financial and life goals. Our process includes:

1 Discover     

Listen to Needs
Identify Goals
Determine Risk Tolerance
Evaluate Resources

2 Plan

Create Your Personalized Financial Plan
Retirement
Living Expenses
Education
Life & Health
Estate Planning

3 Implement

Asset Allocation
Asset Management:

  • Mutual Funds, SMAs
  • ETF Advisor, Fund Advisor

Fixed Income:

  • Bonds, CDs

Financial Services:

  • Insurance, Annuities
  • Retirement Products

Research:

  • Stock Selection

Work with Attorney and CPA

4 Monitor

Ongoing Proactive Communication
Review Financial Plan Progress
Adjust for Changes


We are committed to providing clear and frequent communication—in person and by telephone, email, or mail. In addition, our team offers:

  • In-person portfolio review meetings as you request or require
  • Online access to your account balances, positions, and activity
  • Monthly summary of positions and transactions
  • An annual tax-reporting summary