RETIREMENT PLANS  •  INSURANCE SOLUTIONS  •  CORPORATE FINANCE 

Even the most successful business owners face the challenge of managing a profitable business while staying on track with their personal financial goals. 

As a Certified Financial Planner™ practitioner, I can help business owners and their families capture, protect, and preserve their personal wealth. 

We work closely with you at every stage of your business life, from designing and managing your company’s retirement savings plan, helping with succession planning through appropriate insurance solutions, and creating strategies for diversification to protect the benefits of your life’s work.

RETIREMENT PLANS

Qualified retirement plans provide an easy and disciplined way to save for an employee’s retirement. In addition, they offer tax advantages, tax-deferred growth, and the ability for you to offer a benefit to help attract and retain valuable employees 

A good way to start learning about selecting the right retirement plan for your business is to meet with us for a complimentary consultation. Serving as consultant and/or facilitator, I make sure your company’s needs and concerns are carefully considered for your plan. As a Certified Financial Planner™ practitioner, I have the training necessary to ensure that an investment process is managed to meet an appropriate fiduciary standard of care. 

I can help you address the following: 

  • Investment Policy Development
  • Investment Monitoring
  • Investment Reviews with the Committee
  • Asset Allocation Modeling
  • Vendor Search
  • Participant Education
  • Enrollment Meetings

And/or: 

  • Plan selection and design
  • Plan installation
  • Plan documents
  • Provider search and analysis
  • Plan communications
  • Plan recordkeeping and administration
  • Investment alternatives to address your particular needs

I offer experience and guidance in establishing a wide range of qualified plans including: 

  • 401(k) Plans
  • Profit Sharing Plans
  • Defined Benefit Plans
  • Cash Balance Plans
  • Nonqualified Deferred
  • Compensation Plans

Choosing the right retirement plan for your business can be challenging. We can provide professional advice to help you establish an appropriate plan for your unique needs.

INSURANCE SOLUTIONS

Starting and growing a small business can be an exciting and rewarding challenge in itself. But even when events are unfolding according to plan, the unexpected is still a possibility. Having the proper insurance protection in place can be an important part of managing risk for your business. That is why it is important to seek the advice and expertise of one of our insurance specialists. We offer a variety of insurance programs including: 

  • Key-person life and disability policies
  • Life and Disability buy-out funding policies
  • Professional Overhead Disability Protection policies
  • Group Disability
  • Group Life
  • Group Long-Term Care

Attracting and keeping the best employees can help propel a small business toward greatness. Our insurance specialists can also offer solutions for your employees such as disability, life, and long-term care insurance. Your employees will appreciate having impartial assistance in implementing the appropriate insurance for their needs.

CORPORATE FINANCE

Our Corporate Finance Department specializes in working with middle market companies. We provide our clients with a high level of personal service before, during, and after each transaction, and focus on developing long-term relationships. 

SERVICES

Our Corporate Finance services include merger and acquisition advisory services and public and private offerings of equity and debt securities. We also provide valuations of businesses and their listed and unlisted securities, fairness opinions, and other financial advisory services. Our Mergers & Acquisitions Group specializes in assisting clients with the sale or acquisition of businesses. Our Financial Institutions Group provides the full array of investment banking services to banks, thrifts and other financial institutions.